PC
Phillip E. Cook
MOGUL WEALTH MANAGEMENT
Manhattan Beach, CA 90266
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CRD#: 804885
PC
Professional summary
Phillip Ernest Cook, CFP®, who also goes by Phil Cook, Phillip Ernest Cook Mr., is a registered financial advisor currently at MOGUL WEALTH MANAGEMENT, INC. located in Manhattan Beach, California.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Phillip has worked at 8 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Estate Planning
Investment Planning
Business Succession Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Phil Cook | Phillip Ernest Cook Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)06/27/2022 - Cook and Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 1977 2)06/27/2022 - Cook & Associates - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 04/2007 3)06/27/2022 - Phillip Cook - Part Time Acting - Non-Inv Rel - Start: 02/2017 - 4 Hr/Mth 4)06/27/2022 - Manhattan Beach Historical Society - Non-Profit Board Member - Non-Inv Rel - Manhattan Beach, CA - Start: 04/20199 - 2 Hr/Mth 5)06/27/2022 - Owner of Real Estate Rental (Duplex) - Manhattan Beach, CA - Start: 1978 - 3 Hr/Mth 6)06/27/2022 - Arlington Property - Real Estate Rendal - Torrance, CA - Start: 03/2008 - 2 Hr/Mth 7)06/29/2022 - Mogul Wealth Management, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 2007 - 160 Hours Per Month/ 6.5 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Mogul Wealth Management, Inc. an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 8)06/29/2022 - Mogul Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 2007 - 160 Hours Per Month/ 6.5 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Mogul Wealth Management, Inc. an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 9) 11/17/2023 - Pink Bear, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Manhattan Beach, CA - Start Date 09/15/2023 - 1 Hour Per Month/ 0 Hours During Trading 10)06/27/2022 - 818 MBB, LLC - Inv Related - Manhattan Bech, CA - Real Estate Rental - Started: 2007 - 5 Hr/Mth; 3 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Ernest Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
August 1, 2007 - Present
MOGUL WEALTH MANAGEMENT, INC.
Office #1: 818 Manhattan Beach Boulevard Suite 200, Manhattan Beach, CA 90266RIA
CRD#: 144711
Manhattan Beach, CA
Past
June 27, 2022 - April 21, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MANHATTAN BEACH, CA
Past
November 1, 2017 - June 29, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MANHATTAN BEACH, CA
Past
July 23, 2007 - December 9, 2009
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
MANHATTAN BEACH, CA
Past
July 20, 2007 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
MANHATTAN BEACH, CA
Past
June 10, 2005 - August 17, 2007
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
TORRENCE, CA
Past
June 10, 2005 - August 17, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
TORRANCE, CA
Past
July 8, 1997 - June 17, 2005
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TORRANCE, CA
Past
April 10, 1989 - June 17, 2005
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
August 15, 1985 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
BD
CRD#: 5003
Past
February 24, 1975 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
BD
CRD#: 32
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/1/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MOGUL WEALTH MANAGEMENT, INC.
COOK AND ASSOCIATES | MOGUL WEALTH MANAGEMENT, INC.
CRD#: 144711 / SEC#: 801-68192
RIA
Registered Investment Advisory firm - (5/17/2011 Terminated)California
Registered Investment Advisory firm - (5/16/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
818 Manhattan Beach Boulevard Suite 200, Manhattan Beach, CA 90266
Mailing Address
Phone number
(310) 545-6700
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 148 |
| AUM (Assets Under Management) | $ 59,434,043 |
Red Flags
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Company Information
MOGUL WEALTH MANAGEMENT, INC.
CRD#: 144711Manhattan Beach, CA 90266TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
