John E. Lee
Professional summary
John Edward Lee is a registered financial advisor currently at ALVARADO MANAGEMENT COMPANY located in San Francisco, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 1 firm and has passed the Series 2, Series 7, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2008 - Present
ALVARADO MANAGEMENT COMPANY
Office #1: 505 Sansome Street, Suite 1501, San Francisco, CA 94111State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2008)
Exams
Series 2
Date: 8/21/1992
Non-Member General Securities ExaminationF04
Date: 12/16/1976
Financial Principal ExaminationSeries 40
Date: 11/18/1976
Registered Principal ExaminationCurrent Firm
ALVARADO MANAGEMENT COMPANY
CRD#: 136227 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 4,605,257 |
Red Flags
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