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SB

Steven H. Brown

GUGGENHEIM WEALTH SOLUTIONS
SANTA MONICA, CA 90401
CRD#: 8045356
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SB
Steven Herschede BrownGUGGENHEIM WEALTH SOLUTIONS

Professional summary

Steven Herschede Brown, who also goes by Steve Brown, is a registered financial advisor currently at GUGGENHEIM WEALTH SOLUTIONS, LLC located in Santa Monica, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Steven has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

Steve Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Herschede Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2025 - Present

GUGGENHEIM WEALTH SOLUTIONS, LLC

Office #1: 100 Wilshire Blvd Suite 500, Santa Monica, CA 90401
RIA
CRD#: 283238
SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUGGENHEIM WEALTH SOLUTIONS, LLC
GUGGENHEIM INVESTMENTS | GUGGENHEIM WEALTH SOLUTIONS, LLC | GUGGENHEIM PARTNERS ADVISORS, LLC | GUGGENHEIM PARTNERS ADVISOR, LLC | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENTS ASSET MANAGEMENT

CRD#: 283238 / SEC#: 801-107511

RIA
Registered Investment Advisory firm - (4/7/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/24/2025)
IAR
Illinois
(3/24/2025)
IAR
New York
(3/24/2025)

Exams

Current Firm

GW
GUGGENHEIM WEALTH SOLUTIONS, LLC
GUGGENHEIM INVESTMENTS | GUGGENHEIM WEALTH SOLUTIONS, LLC | GUGGENHEIM PARTNERS ADVISORS, LLC | GUGGENHEIM PARTNERS ADVISOR, LLC | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENTS ASSET MANAGEMENT

CRD#: 283238 / SEC#: 801-107511

RIA
Registered Investment Advisory firm - (4/7/2016 Approved)
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Contact information

Main Address
100 Wilshire Blvd Suite 500, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 576-1270
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GUGGENHEIM WEALTH SOLUTIONS, LLC PART 2A BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 31,443,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUGGENHEIM WEALTH SOLUTIONS, LLC

CRD#: 283238Santa Monica, CA 90401

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