George A. Plauche
Professional summary
George Alexander Plauche, who also goes by Alex Plauche, is a registered financial advisor currently at TLG ADVISORS, INC. located in New York, New York and THE LEADERS GROUP, INC. located in New York, New York.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. George has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Alexander Plauche's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2026 - Present
TLG ADVISORS, INC.
Office #1: 550 5th Avenue, New York, NY 10036October 30, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 550 5th Avenue 11th Floor, New York, NY, 10036Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2026)
(3/9/2026)
Exams
Series 7TO
Date: 10/30/2025
General Securities Representative ExaminationFINRA
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
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