Jack Rufo

FINIVI

WESTBOROUGH, MA 01581

CRD#: 8042512

Some features on this profile are disabled

Professional summary

Jack Rufo is a registered financial advisor currently at FINIVI INC. located in Westborough, Massachusetts.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jack has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Rufo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2025 - Present

FINIVI INC.

Office #1: 1400 Computer Drive, Westborough, MA 01581

RIA

CRD#: 292329

WESTBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINIVI INC.

ASPENCROSS WEALTH MANAGEMENT, INC. | SEBASTIAN ADVISORS, INC. | FINIVI INC.

CRD#: 292329 / SEC#: 801-112470

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2025

Uniform Investment Adviser Law Examination

Current Firm

FINIVI INC.

ASPENCROSS WEALTH MANAGEMENT, INC. | SEBASTIAN ADVISORS, INC. | FINIVI INC.

CRD#: 292329 / SEC#: 801-112470

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1400 Computer Drive, Westborough, MA 01581

Mailing Address

Phone number

(508) 870-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FINIVI, INC. (3/5/2026)

Regulatory assets under management

Total Number of Accounts	1,293
AUM (Assets Under Management)	$ 308,429,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jack Rufo

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Rufo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINIVI INC.

Primary Firm SEC Registration

FINIVI INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2025

Current Firm

FINIVI INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINIVI INC.

TRUST BUT VERIFY

Similar Advisors