Lan Luo
Professional summary
Lan Luo is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.
Lan is registered as a RR (Registered Representative) and started their career in finance in 2025. Lan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lan Luo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022March 19, 2025 - May 11, 2026
LPL ENTERPRISE, LLC
February 17, 2025 - May 11, 2026
LPL ENTERPRISE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2026)
Exams
Series 7TO
Date: 2/17/2025
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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