Claudine E. Ferguson
Professional summary
Claudine E Ferguson, who also goes by Claudine Elaine Ferguson, Claudine Elaine Orloski, Claudine Elaine Tiboni, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York and MORGAN STANLEY located in New York, New York.
Claudine is registered as a RR (Registered Representative) and started their career in finance in 2026. Claudine has worked at 5 firms and has passed the Series 99TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Claudine E Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1 New York Plaza, New York, NY 10004August 6, 2026 - Present
MORGAN STANLEY
Office #1: 1 New York Plaza Wm Ops, New York, NY 10004August 6, 2026 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: One Post Office Square, Boston, MA 02109August 6, 2026 - Present
PRIME DEALER SERVICES CORP.
Office #1: 1585 Broadway, New York, NY 10036August 6, 2026 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/11/2026
Operations Professional ExaminationFINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| CORSO, JEFFREY | DIRECTOR | 3113988 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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