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FIRM PROFILE
Overview
MORGAN STANLEY & CO. LLC is located at 1585 Broadway, New York, NY 10036-8293 and was first established at New York, Delaware in 12/03/1969. After operating for 56 years, MORGAN STANLEY & CO. LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MORGAN STANLEY & CO. LLC’s clients are individuals and 0% of their clients are high net worth individuals. MORGAN STANLEY & CO. LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MORGAN STANLEY & CO. LLC are registered to handle securities or provide financial advice. The firm has 548 disclosures, 487 being regulatory events, 5 being client events, and 56 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MORGAN STANLEY & CO. LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MORGAN STANLEY & CO. LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MORGAN STANLEY & CO. LLC Comes From
Understanding the Statistics for MORGAN STANLEY & CO. LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1585 Broadway, New York, NY 10036-8293
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Large
(212) 761-4000
Delaware since 12/03/1969
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | ||
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 | |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 | |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 | |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 | |
| HIRSHORN, WILLIAM DAVID | PRINCIPAL OPERATIONS OFFICER | 1564223 | |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 | |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 | |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 | |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
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Advisor's working at MORGAN STANLEY & CO. LLC
David A Galasso
Paul Edward Dandrea
Scott M Kravitz
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