SS
Sandeep S. Saini
PLANVEST FINANCIAL
GAITHERSBURG, MD 20878
Some features on this profile are disabled
CRD#: 8031714
SS
Professional summary
Sandeep Singh Saini, who also goes by Sonny Saini, is a registered financial advisor currently at PLANVEST FINANCIAL, INC. located in Gaithersburg, Maryland.
Sandeep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Sandeep has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sonny Saini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sandeep Singh Saini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2025 - Present
PLANVEST FINANCIAL, INC.
Office #1: 711 Washingtonian Blvd, Suite Suite 550, Gaithersburg, MD 20878RIA
CRD#: 290306
GAITHERSBURG, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PLANVEST FINANCIAL, INC.
PLANVEST FINANCIAL, INC.
CRD#: 290306 / SEC#: 801-131058
RIA
Registered Investment Advisory firm - (9/9/2024 Approved)Florida
Registered Investment Advisory firm - (12/24/2024 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (12/24/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/2/2025 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/20/2025)
Exams
Current Firm
PF
PLANVEST FINANCIAL, INC.
PLANVEST FINANCIAL, INC.
CRD#: 290306 / SEC#: 801-131058
RIA
Registered Investment Advisory firm - (9/9/2024 Approved)Florida
Registered Investment Advisory firm - (12/24/2024 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (12/24/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/2/2025 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
711 Washingtonian Blvd, Suite Suite 550, Gaithersburg, MD 20878
Mailing Address
Phone number
(301) 977-7123
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 538 |
| AUM (Assets Under Management) | $ 125,956,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
