AC
Ayush Chanda
EMERGENT GLOBAL INVESTMENTS
Dallas, TX
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CRD#: 8031225
AC
Professional summary
Ayush Chanda is a registered financial advisor currently at EMERGENT GLOBAL INVESTMENTS located in Dallas, Texas and LPL FINANCIAL LLC located in Aubrey, Texas.
Ayush is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Ayush has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/10/2025- Emergent Global Investments- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 07/21/2025- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through Emergent Global Investments, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 07/10/2025-Cantrell Worldwide, Inc.- Business Owner- INV Related- At Reported Business Location(s)- Start date 07/01/2023- 20 Hours Per Month- 1 Hour During Trading 3. 07/10/2025- Emergent Global Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/21/2025- 160 Hours Per Month- 160 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Ayush Chanda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2025 - Present
EMERGENT GLOBAL INVESTMENTS
RIA
CRD#: 290875
Dallas, TX
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #1: 4292 S Hwy 377 Suite 26, Aubrey, TX 76227RIA
BD
CRD#: 6413
AUBREY, TX
Past
July 10, 2025 - August 13, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 12, 2025 - July 10, 2025
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Aubrey, TX
Past
March 17, 2025 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Aubrey, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(4/9/2025)
RR
Florida(8/15/2025)
RR
New Jersey(8/15/2025)
IAR
New York(1/14/2025)
RR
New York(8/15/2025)
RR
Pennsylvania(8/15/2025)
IAR
Texas(1/14/2025)
RR
Texas(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EG
EMERGENT GLOBAL INVESTMENTS
ATRIO ADVISORS | MY IMPACT | EMERGENT WEALTH MANAGEMENT | EMERGENT GLOBAL WEALTH MANAGEMENT | EMERGENT GLOBAL INVESTMENTS, LLC | EMERGENT GLOBAL INVESTMENTS | EGI | ATRIO WEALTH
CRD#: 290875 / SEC#:
Florida
Registered Investment Advisory firm - (1/3/2018 Approved)New York
Registered Investment Advisory firm - (10/5/2021 Approved)Texas
Registered Investment Advisory firm - (4/9/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2020 Ponce De Leon Blvd Ste 1101, Coral Gables, FL 33134
Mailing Address
2020 Ponce De Leon Blvd Ste 1101, Coral Gables, FL 33134
Phone number
(305) 203-2322
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 17,413,962 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
