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JA

John Albritton

CETERA INVESTMENT ADVISERS LLC
CONWAY, AR 72032
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CRD#: 8029704
JA

Professional summary


John Albritton is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Conway, Arkansas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. John has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CONWAY FIRST CHURCH OF THE NAZARENE POSITION: Board Secretary NATURE: Nazarene Church in Conway, AR, established in 1919 with a current average attendance of approximately 200. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 518 Center Street, Conway, AR 72034, United States DESCRIPTION: Church board secretary. Attend monthly board meetings. Participate in subcommittee meetings as requested. Maintain board minutes of board meetings. Maintain official records of official church business. 2) CONWAY NOON ROTARY CLUB POSITION: Treasurer NATURE: Rotary Club in Conway, AR. Currently has a membership of approximately 90 individuals. The club has weekly meetings on Thursdays with programs highlighting organizations and activities occurring in the community. Members work together in volunteer roles to improve the lives of those in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: PO Box 211, Conway, AR 72033, United States DESCRIPTION: Attend weekly club meetings. Attend monthly board meetings. Supervise monthly invoicing and member dues collections. Maintain financial records related to the club. Report financial information to the board of directors quarterly. 3) LANDMARK PLC, CPAS POSITION: Member/CPA/Partner NATURE: Public Accounting Firm. Provide tax, auditing, accounting services, and bond compliance services to businesses and individuals. This firm was formerly known as Thomas & Thomas LLP until it merged with Beall Barclay in November 2018 when it became known as Landmark PLC, CPAs INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2006 ADDRESS: 710 Merriman, Conway AR 72032, United States DESCRIPTION: Manage Bond Arbitrage Services Department. In this role, I am in charge of the Bond Arbitrage Department and am responsible for managing the day to day operations of the department. These are ultimately tax calculations. I understand that I do not and will not provide guidance on or sell bonds away from Avantax. Prepare individual, business and non-profit tax returns. Review individual, business, and nonprofit tax returns. Manage client relationships and onboard new clients. Manage the Conway location of Landmark PLC, CPAs.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Albritton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 710 Merriman, Conway, AR 72032
RIA
CRD#: 105644
CONWAY, AR
Past

March 24, 2025 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Conway, AR

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(9/5/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/22/2025
Uniform Investment Adviser Law Examination

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Conway, AR 72032

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