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KC

Kathryn R. Cotter

MARSHFIELD ASSOCIATES
WASHINGTON, DC 20036
Some features on this profile are disabled
CRD#: 8028294
KC

Professional summary

Kathryn Ross Cotter is a registered financial advisor currently at MARSHFIELD ASSOCIATES located in Washington, District Of Columbia.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Kathryn has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Ross Cotter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2025 - Present

MARSHFIELD ASSOCIATES

Office #1: 1330 Connecticut Ave Nw Suite 400, Washington, DC 20036
RIA
CRD#: 150614
WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MARSHFIELD ASSOCIATES
MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA
Registered Investment Advisory firm - (6/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
District of Columbia
(1/23/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/20/2024
Uniform Investment Adviser Law Examination

Current Firm

MA
MARSHFIELD ASSOCIATES
MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA
Registered Investment Advisory firm - (6/24/2009 Approved)
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Contact information

Main Address
1330 Connecticut Ave Nw Suite 400, Washington, DC 20036
Mailing Address
Phone number
(202) 828-6200
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARSHFIELD ASSOCIATES FORM ADV PART 2A (8/14/2025)
MARSHFIELD ASSOCIATES FORM ADV PART 2B (BROCHURE SUPPLEMENT) (8/14/2025)

Regulatory assets under management

Total Number of Accounts5,466
AUM (Assets Under Management)$ 7,500,657,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARSHFIELD ASSOCIATES

CRD#: 150614Washington, DC 20036

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