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Noah L. Garcia

CRC-IB
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 8027527
NG

Professional summary

Noah La'akea Ricalde Garcia is a registered financial professional currently at CRC-IB located in San Francisco, California.

Noah is registered as a RR (Registered Representative) and started their career in finance in 2025. Noah has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noah La'akea Ricalde Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2025 - Present

CRC-IB

Office #1: 201 California Street Suite 1425, San Francisco, CA 94111
BD
CRD#: 158736
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/11/2025)
RR
New York
(2/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/17/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/21/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CR
CRC-IB
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL

CRD#: 158736 / SEC#: , 8-68918

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
220 E42nd Street 35th Floor, New York, NY 10017
Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017
Phone number
(917) 472-1274
Established
Maryland since 01/14/2011
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRC HOLDINGCO, LLCHOLDING COMPANY/OWNER
KNAPP, NICHOLAS JEPRESIDENT5419499
MCKENNA, CONOR WILLIAMSENIOR MANAGING DIRECTOR4355571
DURDEN, GARY LEEMANAGING DIRECTOR6624221
VON OESEN, BRITTA BENNETTMANAGING DIRECTOR5532329
DURDEN, GARY LEECHIEF COMPLIANCE OFFICER6624221
HOPKINS, THOMAS JOHNFINOP, PPO, PFO1835087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRC-IB

CRD#: 158736San Francisco, CA 94111

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