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JM

John P. Mills

LFT SECURITIES
CINCINNATI, OH 45202-3931
Some features on this profile are disabled
CRD#: 8026886
JM

Professional summary

John Patrick Mills is a registered financial professional currently at LFT SECURITIES, LLC located in Cincinnati, Ohio and NAVIAN CAPITAL SECURITIES LLC located in Cincinnati, Ohio.

John is registered as a RR (Registered Representative) and started their career in finance in 2025. John has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Mills's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2025 - Present

LFT SECURITIES, LLC

Office #1: 425 Walnut Street, Suite 2410, Cincinnati, OH 45202-3931
BD
CRD#: 290210
CINCINNATI, OH
Current

January 15, 2025 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 425 Walnut Street Suite 2500, Cincinnati, OH 45202
BD
CRD#: 145037
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(1/15/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/3/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NAVIAN CAPITAL SECURITIES LLC
CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Mailing Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Phone number
(513) 980-3264
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NAVIAN CAPITAL, LLCOWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHNPRESIDENT, CEO, SROP, CROP4194271
JENKINS, ROBERT PATRICKCHIEF FINANCIAL OFFICER AND COO6030790
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER1170097

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037Cincinnati, OH 45202-3931

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