Edward M. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Miller Crowley, who also goes by Ted Crowley, was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1974. Edward had worked at 9 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - November 16, 2015
WORLD INVESTMENTS, LLC
December 13, 2010 - November 16, 2015
WORLD INVESTMENTS, LLC
February 24, 2010 - December 23, 2010
MORGAN STANLEY
February 4, 2010 - December 23, 2010
MORGAN STANLEY
November 28, 2007 - March 1, 2010
HADDON FINANCIAL GROUP, INC.
June 6, 2002 - December 24, 2009
SII INVESTMENTS, INC.
April 26, 2002 - May 15, 2002
PRIME CAPITAL SERVICES, INC.
August 6, 1998 - January 14, 1999
OSAIC WEALTH, INC.
July 8, 1997 - August 4, 1998
OHANESIAN / LECOURS, INC.
September 28, 1993 - June 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 1974 - September 24, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/21/1974
Registered Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
