Eric S. Yeager

BANGERTER FINANCIAL SERVICES

San Diego, CA

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CRD#: 8025891

Professional summary

Eric Scott Yeager is a registered financial advisor currently at BANGERTER FINANCIAL SERVICES, INC. located in San Diego, California and CONCORDE INVESTMENT SERVICES, LLC located in Roseville, California.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Eric has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Bangerter Financial Services. Investment-related. Roseville, CA; RIA; Investment Advisor Representative; Start date: 05/2025; full time during business & non-business hours (2) ServiceNow, Inc; Non-investment related; Santa Clara, CA; Technology/Software Sales; Business Development Representative; Start date: 02/2024; full time during business & non-business hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Yeager's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

BANGERTER FINANCIAL SERVICES, INC.

RIA

CRD#: 171939

San Diego, CA

Current

March 3, 2025 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 1380 Lead Hill Blvd Suite 180, Roseville, CA 95661

CRD#: 151604

Roseville, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/28/2025)

IAR

California
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/5/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BANGERTER FINANCIAL SERVICES, INC.

BANGERTER FINANCIAL AND INSURANCE SERVICES, INC. | BANGERTER FINANCIAL SERVICES, INC.

CRD#: 171939 / SEC#:

California

Registered Investment Advisory firm - (10/20/2014 Approved)

Florida

Registered Investment Advisory firm - (11/16/2022 Approved)

Georgia

Registered Investment Advisory firm - (4/26/2024 Approved)

Louisiana

Registered Investment Advisory firm - (3/28/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/25/2025 Approved)

Nevada

Registered Investment Advisory firm - (8/30/2022 Approved)

Texas

Registered Investment Advisory firm - (12/6/2021 Conditional Restricted)

Utah

Registered Investment Advisory firm - (10/13/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1380 Lead Hill Blvd Suite 180, Roseville, CA 95661

Mailing Address

Phone number

(916) 965-1879

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 68,785,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric S. Yeager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Yeager's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANGERTER FINANCIAL SERVICES, INC.

CONCORDE INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2025

Series 7TO

Date: 3/3/2025

SIE

Date: 10/5/2024

FINRA

Current Firm

BANGERTER FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANGERTER FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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