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HX

Hoiyi K. Xian

CHAINCE SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 8022677
HX

Professional summary

Hoiyi Karen Xian, who also goes by Hoiyi XIan, is a registered financial professional currently at CHAINCE SECURITIES, LLC located in New York, New York.

Hoiyi is registered as a RR (Registered Representative) and started their career in finance in 2025. Hoiyi has worked at 1 firm and has passed the Series 66, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hoiyi Xian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hoiyi Karen Xian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2025 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020
BD
CRD#: 10590
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/31/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/17/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHAINCE SECURITIES, LLC
CHAINCE SECURITIES, LLC | JVDA, LLC | J.V. DELANEY & ASSOCIATES | DELANEY, JOSEPH VINCENT

CRD#: 10590 / SEC#: , 8-27564

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Phone number
(646) 283-7120
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CHAINCE SECURITIES, INCSOLE MEMBER
DAYE, WILFRED ZHONGKEICEO4320077
HARRIS, PATRICK EUGENECHIEF COMPLIANCE OFFICER5748909
SILVESTRO, MICHELE ANNFINOP6960939
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAINCE SECURITIES, LLC

CRD#: 10590New York, NY 10020

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