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Robert Leo Renck Jr

CRD# 802000·Registered 1974 - 2013
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Leo Renck JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1974 - 2013. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 15, Series 1, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

R. L. RENCK & CO., INC.·CRD# 13462
BD
New York, NY
May 23, 1983 - December 31, 2013
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
December 27, 1982 - June 6, 1983
CIBC WORLD MARKETS CORP.·CRD# 630
BD
March 29, 1979 - December 29, 1982
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
December 11, 1974 - April 16, 1979

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Current Firm

RL
R. L. RENCK & CO., INC.

NONE | R.L. RENCK & CO., INC. | R. L. RENCK & CO., INC.

CRD#: 13462 / SEC#: 8-28988
BD
Terminated by SEC on 12/31/2013

Contact Information

Established

Illinois since 01/17/1983

Firm Type

Corporation

Fiscal Year End

January

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
R.L.RENCK HOLDINGS, INC.SHAREHOLDER—
KAHN, CAROL KROLLCORPORATE SECRETARY275753
RENCK, ROBERT LEO JRPRESIDENT, CEO, CFO, SROP,CROP,TREASURER, CCO802000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1990About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1980About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2005About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Mar 2005About the Series 86 exam

Series 15 — Foreign Currency Options Examination

Passed May 1983

Series 1 — Registered Representative Examination

Passed Dec 1974

Series 4 — Registered Options Principal Examination

Passed Apr 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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