AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CD

Caleb Diggs

FLORIDA FINANCIAL ADVISORS
Tampa, FL
·CRD# 8016573·2 years experience

Professional Summary

Caleb Diggs is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Tampa, Florida. Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Caleb has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

TAMPA, FL · CRD#
View profile
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Years of Experience

2 years in the financial services industry

Current & Past Employments

FLORIDA FINANCIAL ADVISORS, LLC·CRD# 288811
RIA
6550 W Hillsborough Ave 3rd Floor, Tampa, FL 33634
December 4, 2024 - Present

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Phone Number

(813) 333-1683

# of Employees

667

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$456,133,125

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors. Investment Related. 6550 W Hillsborough Ave, Suite 130, Tampa, FL 33634. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC. Investment-Related. 6550 W Hillsborough Ave, Suite 130, Tampa, FL 33634. Nature of Business: Insurance. Position: Independent Contractor. 12/2024. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Door Dash. Not Investment Related. St. Petersburg, FL 33712. Nature of Business: Food Delivery. Start Date: 11/2023. Hours per Month: 80 Hours during non trading hours. Duties: Delivery Driving. US Property Insurance LLC. Investment related. 6550 W Hillsborough Ave, Suite 130 Tampa, FL 33634. Nature of business: Property and Casualty Insurance Agency. Position: P&C Agent. Hours per month: 5. Hours per month trading: 5. Start date: 6/2026. Duties: Offer P&C coverage to clients.

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(12/4/2024)
IAR
Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2024About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2024About the SIE exam

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Diggs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Kyle Klatt
Kyle Klatt

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD#
Spiros Vassilakos
Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

Tarpon Springs, FL · CRD#
Gustavo Anthony Delgado Alicea
Gustavo Anthony Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brandon, FL · CRD#
AB
Andrea Leigh Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL · CRD#
CD
Follow Caleb
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required