William R. Furlong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Roland Furlong JR, who also goes by Bill Furlong Jr, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1974. William had worked at 9 firms and has passed the Series 66 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2009 - January 2, 2014
NEWPORT COAST SECURITIES, INC.
February 17, 2009 - January 29, 2010
B. RILEY WEALTH ADVISORS, INC.
June 28, 2007 - August 18, 2009
NATIONAL SECURITIES CORPORATION
September 27, 2004 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
January 22, 1997 - October 4, 2004
TOWER SQUARE SECURITIES, INC.
April 18, 1995 - January 2, 1997
FFP SECURITIES, INC.
June 19, 1983 - September 23, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 1, 1979 - May 7, 1984
USLIFE EQUITY SALES CORP.
November 12, 1975 - May 1, 1979
USLIFE EQUITY SALES CORP
December 3, 1974 - December 10, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/19/1971
Non-Member General Securities ExaminationCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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