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OS

Omar Shallan

SANTA CRUZ FINANCIAL
RANCHO CUCAMONGA, CA 91730
CRD#: 8015940
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OS
Omar ShallanSANTA CRUZ FINANCIAL

Professional summary

Omar Shallan, who also goes by Omar Osama Shallan, is a registered financial advisor currently at SANTA CRUZ FINANCIAL located in Rancho Cucamonga, California.

Omar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Omar has worked at 1 firm and has passed the Series 65, Series 66 and SIE exams.

At a Glance

Always Fiduciary

Aliases

Omar Osama Shallan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar Shallan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

SANTA CRUZ FINANCIAL

Office #1: 9681 Business Center Drive Suite A, Rancho Cucamonga, CA 91730
RIA
CRD#: 334207
RANCHO CUCAMONGA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/25/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/11/2023
Securities Industry Essentials Examination

Current Firm

SC
SANTA CRUZ FINANCIAL
SANTA CRUZ FINANCIAL

CRD#: 334207 / SEC#:

California
Registered Investment Advisory firm - (4/23/2026 Approved)
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Contact information

Main Address
9681 Business Center Drive Suite A, Rancho Cucamonga, CA 91730
Mailing Address
Phone number
(909) 225-5710
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANTA CRUZ FINANCIAL

CRD#: 334207Rancho Cucamonga, CA 91730

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