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Thomas C. Makowsky

TCM INVESTMENT MANAGEMENT
CLARK, NJ
Some features on this profile are disabled
CRD#: 8015832
TM

Professional summary

Thomas Charles Makowsky, who also goes by Thomas Makowsky, is a registered financial advisor currently at TCM INVESTMENT MANAGEMENT located in Clark, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Thomas has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Makowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Makowsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2025 - Present

TCM INVESTMENT MANAGEMENT

RIA
CRD#: 334175
CLARK, NJ
Past

May 5, 2025 - May 13, 2025

CIM SECURITIES, LLC

BD
CRD#: 120852
PALMER, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(7/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/19/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/30/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/9/2024
Securities Industry Essentials Examination

Current Firm

TI
TCM INVESTMENT MANAGEMENT
TCM INVESTMENT MANAGEMENT | TM INVESTMENT MANAGEMENT LLC | TM INVESTMENT MANAGEMENT | TCM INVESTMENT MANAGEMENT LLC

CRD#: 334175 / SEC#:

New Jersey
Registered Investment Advisory firm - (7/18/2025 Approved)
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Contact information

Main Address
Lawrence, NJ
Mailing Address
Phone number
(908) 636-8934
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCM INVESTMENT MANAGEMENT

CRD#: 334175Clark, NJ

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