Ronald P. Degregorio

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CRD#: 801468

Professional summary

Ronald Peter Degregorio, CFP® was a registered financial advisor .

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Ronald had worked at 11 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PENFACS FINANCIAL SERVICES LOCATED AT 59 ZION HILL RD, SALEM NH 03079 RON DEGREGORIO OWNS 100% OF PENFACS FINANCIAL SERVICES WHICH IS A REGISTERED INVESTMENT ADVISOR. THIS COMPANY IS INVOLVED IN THE SALE OF ACCIDENT AND HEALTH, INVESTMENT ADVISORY SERVICES, FIXED LIFE AND ANNUITIES, DISABILITY INSURANCE AND VIATICALS. I SPEND ABOUT 15 HRS PER WEEK DISCUSSING RETIREMENT CASH FLOW NEEDS AND PROJECTIONS AND MANAGING ASSETS. 2.) RON DEGREGORIO IS CHAIRMAN OF THE BOARD OF USA HOCKEY A COUNCIL MEMBER OF THE INTERNATIONAL ICE HOCKEY FEDERATION (IIHF). I SPEND ABOUT 15 HRS PER WEEK TO GOVERN AND SUPPORT THE GROWTH OF HOCKEY IN THE US AND THE WORLD.

Blog Corner

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

June 3, 2008 - October 21, 2020

THE NEW PENFACS INC.

CRD#: 145584

SALEM, NH

Past

February 7, 2002 - December 31, 2025

PEN FACS FINANCIAL SERVICES

RIA

CRD#: 114039

SALEM, NH

Past

February 6, 2001 - October 23, 2007

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

CRD#: 13348

MANCHESTER, NH

Past

May 9, 1994 - June 26, 2001

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

April 15, 1994 - May 9, 1994

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

April 8, 1993 - April 29, 1994

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 5, 1991 - April 13, 1993

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 4, 1989 - September 10, 1990

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

May 20, 1988 - December 19, 1988

J. T. MORAN & CO., INC.

CRD#: 15655

Past

March 5, 1983 - December 31, 2010

PEN FACS FINANCIAL SERVICES

RIA

CRD#: 114039

SALEM, NH

Past

November 4, 1981 - May 20, 1988

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

CRD#: 7303

Past

September 26, 1977 - October 4, 1989

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 3, 1977 - July 29, 1981

F. L. PUTNAM & COMPANY, INC.

CRD#: 6305

Past

December 2, 1974 - November 5, 1977

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

December 2, 1974 - November 5, 1977

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/16/2014)

IAR

New Hampshire
(4/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 11/23/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2008

General Securities Principal Examination

Current Firm

THE NEW PENFACS INC.

CRD#: 145584 / SEC#: , 8-67738

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

337 Turnpike Road Suite 203, Southborough, MA 01772

Mailing Address

337 Turnpike Road Suite 203, Southborough, MA 01772

Phone number

(603) 893-3563

Established

Massachusetts since 01/17/2018

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DEGREGORIO, ERIK RONALD	CCO	2375724
DEGREGORIO, ERIK RONALD	PRESIDENT, COO, CEO, EXEC. REP., AML SUPER, CHAIRMAN	2375724
DEGREGORIO, DANIEL PETER	FINOP	5550134

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ronald P. Degregorio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

Certified licenses

Experience

PEN FACS FINANCIAL SERVICES

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

OSAIC FS, INC.

PRINCIPAL SECURITIES, INC.

MOORS & CABOT, INC.

J. T. MORAN & CO., INC.

PEN FACS FINANCIAL SERVICES

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

PRINCIPAL SECURITIES, INC.

F. L. PUTNAM & COMPANY, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/1984

SIE

Date: 10/1/2018

Series 1

Date: 11/23/1974

Series 24

Date: 5/8/2008

Current Firm

THE NEW PENFACS INC.

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THE NEW PENFACS INC.

TRUST BUT VERIFY

Contact information

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