DB
Darnel Bain
PASSIVE MANAGEMENT LLC
New York, NY 10005
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CRD#: 8013909
DB
Professional summary
Darnel Bain is a registered financial advisor currently at PASSIVE MANAGEMENT LLC located in New York, New York.
Darnel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Darnel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Darnel Bain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
PASSIVE MANAGEMENT LLC
Office #1: 14 Wall Street 20th Floor, New York, NY 10005RIA
CRD#: 314627
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PASSIVE MANAGEMENT LLC
PASSIVE MANAGEMENT LLC
CRD#: 314627 / SEC#: 801-129974
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)California
Registered Investment Advisory firm - (5/30/2024 Terminated)Montana
Registered Investment Advisory firm - (12/14/2023 Terminated)New York
Registered Investment Advisory firm - (4/30/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (4/30/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/6/2024 Terminated)Texas
Registered Investment Advisory firm - (4/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/8/2025)
Current Firm
PM
PASSIVE MANAGEMENT LLC
PASSIVE MANAGEMENT LLC
CRD#: 314627 / SEC#: 801-129974
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)California
Registered Investment Advisory firm - (5/30/2024 Terminated)Montana
Registered Investment Advisory firm - (12/14/2023 Terminated)New York
Registered Investment Advisory firm - (4/30/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (4/30/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/6/2024 Terminated)Texas
Registered Investment Advisory firm - (4/30/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14 Wall Street 20th Floor, New York, NY 10005
Mailing Address
14 Wall Street #2063, New York, NY 10005
Phone number
(212) 618-1416
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 31,350,017 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
