Denno Min-wei Chen
Professional Summary
Denno Min-wei Chen, who also goes by Denno Chen, is a registered financial advisor currently at TMX ALPHA US, LLC. Denno is registered as a RR (Registered Representative) and started their career in finance in 2024. Denno has worked at 1 firm and has passed the Series 14 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Denno Chen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
TMX ALPHA US, LLC | TSX ALPHA U.S., INC.
Contact Information
Main Address
225 Liberty St, Suite 2310, New York, NY 10281Mailing Address
225 Liberty St, Suite 2310, New York, NY 10281Phone Number
(332) 900-6690Established
Delaware since 11/01/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Denno Min-wei Chen's CRS (Customer Relationship Summary).
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