James A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Wilson SR, who also goes by James Arthur Wilson, James William Wilson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1974. James had worked at 8 firms and has passed the Series 63, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2001 - December 31, 2004
ORMES CAPITAL MARKETS, INC.
May 3, 2001 - June 25, 2001
MAY, DAVIS GROUP INC.
June 7, 1999 - April 17, 2001
MURIEL SIEBERT & CO., LLC
April 10, 1997 - September 9, 1998
DEUTSCHE IXE, LLC
September 14, 1993 - May 12, 1999
WILSON INSTITUTIONAL SECURITIES, INC.
March 26, 1990 - September 14, 1993
FINANCIAL SQUARE PARTNERS
October 6, 1989 - March 26, 1990
TRADEX BROKERAGE SERVICE, INC.
June 19, 1984 - March 25, 1987
MURIEL SIEBERT & CO., LLC
December 2, 1974 - June 20, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/14/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 11/21/1974
Registered Representative ExaminationCurrent Firm
ORMES CAPITAL MARKETS, INC.
CRD#: 32351 / SEC#: , 8-46141
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ESTATE OF DAVID W. ORMES | SHAREHOLDER | |
| GOODE, JACQUELINE MARIE | SHAREHOLDER | 1292607 |
| NAJECKI, STEPHEN MATTHEW | PRESIDENT, DIRECTOR, CEO, CCO, SHAREHOLDER | 712317 |
| ADEBONOJO, LADI ADEWALE | SALES SUPERVISOR - EQUITY | 1391888 |
| FLEMING, WILLIAM PAUL SR | FINOP | 1065165 |
| OGRADY, DANIEL JOHN | SALES SUPERVISOR - FIXED INCOME & MUNICIPAL PRINCIPAL | 351428 |
| ORMES, MARGOT ALEXANDRIA | DIRECTOR | |
| SCHOTT, STEPHEN KENNETH JR | SYNDICATE | 1649050 |
Red Flags
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