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Ladi Adewale Adebonojo

CRD# 1391888·Registered 1985 - 2019
Previously Registered: Being a previously registered professional could mean that Ladi is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ladi Adewale Adebonojo, who also goes by O.a. Adebonojo, Oladimeji A. Adebonojo, was a registered financial advisor. Ladi was a previously registered financial professional and started their career in finance 1985 - 2019. Ladi had worked at 19 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

O.a. Adebonojo, Oladimeji A. Adebonojo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

DIVINE CAPITAL MARKETS LLC·CRD# 118212
BD
New York, NY
May 30, 2014 - July 12, 2019
KOTA GLOBAL SECURITIES INC.·CRD# 28137
BD
New York, NY
September 4, 2012 - November 5, 2013
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
September 7, 2011 - June 7, 2012
CAPSTONE INVESTMENTS·CRD# 41400
BD
New York, NY
July 17, 2009 - September 22, 2011
WEDBUSH SECURITIES INC.·CRD# 877
BD
New York, NY
July 23, 2007 - July 30, 2009
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
New York, NY
January 23, 2007 - July 23, 2007
SBK-BROOKS INVESTMENT CORP.·CRD# 35851
BD
Cleveland, OH
January 14, 2005 - January 3, 2007
ORMES CAPITAL MARKETS, INC.·CRD# 32351
BD
New York, NY
November 5, 2001 - December 31, 2004
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
New York, NY
March 17, 1999 - June 14, 2001
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
July 14, 1997 - December 21, 1998
HUDSON KNIGHT SECURITIES, INC.·CRD# 31222
BD
October 18, 1996 - July 9, 1997
UNITED DANIELS CAPITAL CORPORATION·CRD# 38292
BD
Queen Village, NY
June 17, 1996 - July 17, 1996
M. R. BEAL & COMPANY·CRD# 22088
BD
New York, NY
August 20, 1993 - April 19, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 6, 1990 - August 22, 1991
UNITED DANIELS SECURITIES, INC.·CRD# 15378
BD
October 2, 1989 - August 23, 1993
FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
October 29, 1987 - February 2, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
June 3, 1987 - December 3, 1987
PACKARD GROUP INC.·CRD# 16722
BD
March 23, 1987 - November 24, 1987
CARTWRIGHT SECURITIES, INC.·CRD# 10816
BD
October 25, 1985 - October 10, 1986

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Current Firm

DC
DIVINE CAPITAL MARKETS LLC

DIVINE CAPITAL MARKETS LLC

CRD#: 118212 / SEC#: 8-53650
BD
Terminated by SEC on 09/29/2019

Contact Information

Established

New York since 09/27/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIVINE HOLDINGS LLCHOLDING CO.—
ALMERINI, LOUIS ACHILLEFINOP, PFO, POO, CFO1605183
HUGHES, DANIELLE FRANCESCEO/PRESIDENT, CHIEF COMPLIANCE OFFICER2189447

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2004About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1997About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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