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KK

Keegan D. Kullby

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CRD#: 8011943
KK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keegan Daniel Kullby, who also goes by Keegan Kullby, was a registered financial professional .

Keegan is a previously registered financial professional and started their career in finance in 2025. Keegan had worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Keegan Kullby

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Great Libertyville Soccer Association (GLSA). This is not an investment-related business. 30080 Technology Way, Libertyville, Illinois 60048. Soccer club providing and promoting a positive soccer experience for all levels. Staff Coach. Started 08/2023 to present. Approximately 5 hours/month. Zero hours during securities trading hours. Coaching youth soccer.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 12, 2025 - April 30, 2025

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

RIA
CRD#: 117681
CHICAGO, IL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA
Registered Investment Advisory firm - (4/28/2003 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/12/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2025
Securities Industry Essentials Examination

Current Firm


NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA
Registered Investment Advisory firm - (4/28/2003 Approved)
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Contact information


Main Address
20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
Mailing Address
Phone number
(312) 580-0900
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NSIMC FORM ADV PART 2A (2025 MARCH) WRAP (3/24/2025)

Regulatory assets under management


Total Number of Accounts2,532
AUM (Assets Under Management)$ 2,280,660,353

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2024
Cover Page
08/28/2023
09/27/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTH STAR INVESTMENT MANAGEMENT CORPORATION

CRD#: 117681

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