David Herbe

ONE-UP FINANCIAL

ERIE, PA

·CRD# 8011338·1 year registered

About David

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

Professional Summary

David Herbe is a registered financial advisor currently at ONE-UP FINANCIAL located in Erie, Pennsylvania. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. David has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years registered in the securities industry

Current & Past Employments

Current

ONE-UP FINANCIALCurrent·CRD# 333778

RIA

1545 West 38th Street, Erie, PA 16508

January 22, 2025 - Present

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Current Firm

ONE-UP FINANCIAL

ONE-UP FINANCIAL | SKM WEALTH ADVISORS LLC

CRD#: 333778 / SEC#: 801-136342

RIA

Registered Investment Advisory firm - SEC (5/21/2026 Approved)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (6/2/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1545 West 38th Street, Erie, PA 16508

Phone Number

(814) 325-2699

# of Employees

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

AUM (Assets Under Management)

$107,461,065

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- DHSteel Products LLC - Not Investment Related - 2420 West 15th Street Erie, PA 16505 - Steel Fabrication and Erection - Accountant - Accountant - 01/2016 - 15 hours per month devoted - 5 hour during trading hours - Performs accounting, reconciliation for DHSteel Products LLC - Schaffner, Knight, Minnaugh & Company PC - Not Investment Related - 1545 West 38 Street Erie, PA 16508 - CPA Firm - Principal - 12/1999 - 175 hours a month devoted - 175 hours a month devoted during securities trading hours - Oversees the Tax Department

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE-UP FINANCIAL

ONE-UP FINANCIAL | SKM WEALTH ADVISORS LLC

CRD#: 333778 / SEC#: 801-136342

RIA

Registered Investment Advisory firm - SEC (5/21/2026 Approved)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (6/2/2026 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Pennsylvania
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.