SH
Shane Hipps
TRANSAMERICA FINANCIAL ADVISORS
Phoenix, AZ
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CRD#: 8010053
SH
Professional summary
Shane Hipps is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Phoenix, Arizona.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Shane has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LANTERN CONSULTING INC/Investment Related - No/7643 N 20th St Phoenix, AZ 85020/This is a leadership and executive coaching and consulting company. It includes coaching, training, and publishing educational materials/President and Owner/10.2011/50/30/I run the business and deliver its services. LANTERN MANAGEMENT LLC POSITION: Owner NATURE: Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States DESCRIPTION: Management responsibilities of passive investments. This is the General Partner entity that belongs to Lantern Investment Services LLLP. It owns 1% of that entity. LANTERN INVESTMENT SERVICES LLLP POSITION: Owner NATURE: Limited Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States DESCRIPTION: I have no daily responsibilities. LANTERN HOLDINGS LLC POSITION: Owner NATURE: Holding company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States LANTERN VENTURES LLC POSITION: Owner NATURE: Pass through entity INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States DESCRIPTION: Limited daily activity. LANTERN WEALTH LLC POSITION: Owner NATURE: Pass Through Entity INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2024 ADDRESS: 545 West Sunset Road, Henderson NV 89011, United States SHANE HIPPS (LANTERN CONSULTING INC.) POSITION: Owner NATURE: Management consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2006 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States DESCRIPTION: publishing educational materials. THE 7 MANAGEMENT POLARITIES: A TACTICAL HANDBOOK TO LEADING TEAMS POSITION: Author NATURE: Book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2019 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States THE HIDDEN POWER OF ELECTRONIC CULTURE POSITION: Author NATURE: Book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2006 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States CATS DON'T BARK: A GUIDE TO KNOWING WHO YOU ARE, ACCEPTING WHO YOU ARE NOT, AND LIVING YOUR PURPOSE POSITION: Author NATURE: Book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/13/2015 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States SELLING WATER BY THE RIVER: A BOOK ABOUT THE LIFE JESUS PROMISED AND THE RELIGION THAT GETS IN THE WAY POSITION: Author NATURE: Book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2013 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States FLICKERING PIXELS: HOW TECHNOLOGY SHAPES YOUR FAITH POSITION: Author NATURE: Book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2009 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States LANTERN SOLUTIONS LLC POSITION: Owner NATURE: Pass through INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 7643 N 20th St, PHOENIX AZ 85020, United States DESCRIPTION: None FUNDING SUITE POSITION: Preferred Partner NATURE: Business loans INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2025 ADDRESS: 45 S Arroyo Pkwy #1053, Pasadena CA 91105, United States DESCRIPTION: No current activities. This is a referral partner only.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Hipps's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shane Hipps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
BD
CRD#: 16164
Phoenix, AZ
Current
April 4, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6570 Spencer St. #110, Las Vegas, NV 89119RIA
BD
CRD#: 16164
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/23/2025)
IAR
Arizona(4/23/2025)
RR
California(4/4/2025)
RR
Colorado(4/4/2025)
RR
Minnesota(4/4/2025)
RR
Missouri(4/4/2025)
RR
Montana(4/4/2025)
RR
Nevada(4/4/2025)
IAR
Nevada(4/24/2025)
RR
North Dakota(4/4/2025)
RR
Ohio(4/7/2025)
IAR
Texas(2/18/2025)
RR
Texas(4/4/2025)
RR
Washington(4/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/4/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
