Yu Ming Chen

MC INVESTMENTS & ADVISORY LLC

BURLINGAME, CA 94010

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CRD#: 8007583

Professional summary

Yu Ming Chen, who also goes by Ming Chen, is a registered financial advisor currently at MC INVESTMENTS & ADVISORY LLC located in Burlingame, California.

Yu Ming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Yu Ming has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ming Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Yu Ming Chen is an accountant, President, and owner of MC Accountancy CPA Inc. Yu Ming Chen is a caregiver to his mother through IHSS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yu Ming Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

MC INVESTMENTS & ADVISORY LLC

Office #1: 1633 Bayshore Hwy Suite 222, Burlingame, CA 94010

RIA

CRD#: 333853

BURLINGAME, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2024

Uniform Investment Adviser Law Examination

Current Firm

MC INVESTMENTS & ADVISORY LLC

CRD#: 333853 / SEC#:

California

Registered Investment Advisory firm - (12/5/2024 Approved)

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Contact information

Main Address

1633 Bayshore Hwy Suite 222, Burlingame, CA 94010

Mailing Address

Phone number

(415) 909-8802

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yu Ming Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yu Ming Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MC INVESTMENTS & ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2024

Current Firm

MC INVESTMENTS & ADVISORY LLC

Contact information

Documents

Red Flags

Company Information

MC INVESTMENTS & ADVISORY LLC

TRUST BUT VERIFY

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