Colby M. Bailleau
Professional summary
Colby Michael Bailleau, who also goes by Colby Bailleau, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Moosic, Pennsylvania.
Colby is registered as a RR (Registered Representative) and started their career in finance in 2025. Colby has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colby Michael Bailleau's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2025 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 30 Ed Preate Drive, Moosic, PA 18507State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2025)
Exams
Series 6TO
Date: 1/18/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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