AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AL

Alan J. Landrum

CETERA INVESTMENT ADVISERS
TUPELO, MS 38804
Some features on this profile are disabled
CRD#: 8002940
AL
Alan James LandrumCETERA INVESTMENT ADVISERS

Professional summary

Alan James Landrum, who also goes by Aj Landrum, Alan Landrum, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tupelo, Mississippi and CETERA INVESTMENT SERVICES LLC located in Tupelo, Mississippi.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Alan has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Aj Landrum | Alan Landrum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) AUTO DEMAND LLC, 50% OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan James Landrum's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 331 West Main Street, Tupelo, MS 38804
RIA
CRD#: 105644
TUPELO, MS
Current

August 3, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 331 West Main Street, Tupelo, MS 38804Office #2: 7075 North Freeway, Houston, TX 77076
BD
CRD#: 15340
TUPELO, MS
Past

October 13, 2025 - August 5, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Madison, MS
Past

October 13, 2025 - August 5, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 3, 2025 - September 3, 2025

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
RIDGELAND, MS
Past

April 16, 2025 - September 3, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Mississippi
(8/3/2026)
IAR
Mississippi
(8/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/26/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Loading...

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Tupelo, MS 38804

TRUST BUT VERIFY

Monitor Alan Landrum

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AH
Anthony HicksAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
IAR
RR
CARSON, CA
CA
Cody AndersonAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
UPPER ARLINGTON, OH
Augustine Hong
Augustine HongAdvisorCheck Check Mark
HIGHTOWER ADVISORS, LLC
IAR
Lakewood Ranch, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.