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Mickey E. Lea

ISC ADVISORS
BRYAN, TX 77802
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CRD#: 800093
ML

Professional summary


Mickey Eugene Lea is a registered financial advisor currently at ISC ADVISORS, INC. located in Bryan, Texas and INSTITUTIONAL SECURITIES CORPORATION located in Bryan, Texas.

Mickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Mickey has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT AGENT, SELLS LIFE INSURANCE AND FIXED ANNUITIES WITH VARIOUS INSURANCE COMPANIES. OFFICE LOCATED AT 4444 CARTER CREEK PARKWAY, STE 104, BRYAN TX 77802. NOT CURRENTLY SELLING BUT MAY IN THE FUTURE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mickey Eugene Lea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2013 - Present

ISC ADVISORS, INC.

Office #1: 4444 Carter Creek Pkwy Ste 104, Bryan, TX 77802
RIA
CRD#: 166586
BRYAN, TX
Current

December 5, 1989 - Present

INSTITUTIONAL SECURITIES CORPORATION

Office #1: 4444 Carter Creek Parkway Ste 104, Bryan, TX 77802
BD
CRD#: 20291
Bryan, TX
Past

February 14, 2008 - December 31, 2013

INSTITUTIONAL SECURITIES CORPORATION

RIA
CRD#: 20291
DALLAS, TX
Past

March 31, 1989 - December 7, 1989

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

February 26, 1982 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

BD
CRD#: 10293
Past

July 3, 1981 - March 31, 1989

LOWRY FINANCIAL SERVICES CORPORATION

BD
CRD#: 7291
Past

October 12, 1977 - October 21, 1979

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
Past

December 3, 1975 - November 23, 1992

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

December 3, 1975 - December 20, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

October 23, 1974 - December 19, 1975

JEFFERSON-PILOT EQUITY SALES, INC

BD
CRD#: 1000001

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA
Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/25/2017)
RR
Arkansas
(2/26/2024)
IAR
Arkansas
(3/1/2024)
RR
California
(1/29/2001)
IAR
California
(1/4/2018)
RR
Colorado
(1/29/2001)
RR
Connecticut
(3/9/2015)
RR
Kentucky
(1/20/2005)
RR
Maine
(8/27/2025)
RR
Michigan
(4/21/2022)
RR
Minnesota
(4/21/2022)
RR
Mississippi
(3/5/2004)
RR
Montana
(5/1/2008)
RR
New Mexico
(6/12/2007)
IAR
New Mexico
(3/10/2015)
IAR
North Carolina
(4/25/2022)
RR
North Carolina
(4/11/2025)
RR
Oregon
(8/16/2017)
RR
Texas
(12/7/1989)
IAR
Texas
(4/8/2013)
RR
Virginia
(7/25/2003)
RR
Wisconsin
(12/10/2013)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/11/1974
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/1984
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA
Registered Investment Advisory firm - (3/20/2013 Approved)
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Contact information


Main Address
3500 Oak Lawn Ave Ste 400, Dallas, TX 75219
Mailing Address
Phone number
(214) 520-1115
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management


Total Number of Accounts1,989
AUM (Assets Under Management)$ 1,539,119,817

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ISC ADVISORS, INC.

CRD#: 166586Bryan, TX 77802

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Contact information


xxxxx@xxxx.xxx

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