John La Spisa

VERMILLION FINANCIAL ADVISORS

SOUTH BARRINGTON, IL 60010

CRD#: 7999453

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Professional summary

John La Spisa is a registered financial advisor currently at VERMILLION FINANCIAL ADVISORS, INC. located in South Barrington, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John La Spisa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

VERMILLION FINANCIAL ADVISORS, INC.

Office #1: 16 Executive Ct Suite 3, South Barrington, IL 60010

RIA

CRD#: 119239

SOUTH BARRINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/18/2024)

IAR

Texas
(10/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

16 Executive Ct Suite 3, South Barrington, IL 60010

Mailing Address

Phone number

(847) 382-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,087
AUM (Assets Under Management)	$ 370,469,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John La Spisa

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John La Spisa's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERMILLION FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

VERMILLION FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERMILLION FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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