HP
Heidi B. Phan
ILLUMINATION WEALTH MANAGEMENT
Boulder, CO
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CRD#: 7995228
HP
Professional summary
Heidi Bao Phan, who also goes by Heidi Phan-peterson, is a registered financial advisor currently at ILLUMINATION WEALTH MANAGEMENT located in Boulder, Colorado.
Heidi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Heidi has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heidi Phan-Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Colorado Financial Planning Association (COFPA): Address: 1290 Broadway Suite 1625 Denver, CO 80203; Start Date 09/2024; Lead Event Planner; Investment Related; Organize pro bono event which will offer guidance, advice and financial planning support to the local community; Approximate Number of Hours Per Month: 10-15
CRS (Client Relationship Summary) - RIA
Click below to view Heidi Bao Phan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2025 - Present
ILLUMINATION WEALTH MANAGEMENT
RIA
CRD#: 149576
Boulder, CO
Past
December 13, 2024 - January 31, 2025
THE WEALTH CONSERVANCY, INC.
RIA
CRD#: 112024
BOULDER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/28/2025)
Exams
Current Firm
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11622 El Camino Real Suite 100, San Diego, CA 92130
Mailing Address
Phone number
(858) 246-6855
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 377,317,683 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
