Alexander D. Rye
Professional summary
Alexander David Rye, who also goes by Alex Rye, Alexander D Rye, is a registered financial advisor currently at EGSI INVESTMENT MANAGEMENT located in Dublin, Ohio.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Alexander has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander David Rye's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
EGSI INVESTMENT MANAGEMENT
Office #1: 5100 Parkcenter Ave Suite 120, Dublin, OH 43017March 19, 2025 - September 30, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2026)
Exams
Series 7TO
Date: 8/29/2025
General Securities Representative ExaminationSeries 6TO
Date: 3/19/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EGSI INVESTMENT MANAGEMENT
CRD#: 171488 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 671 |
| AUM (Assets Under Management) | $ 121,115,736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
