Victoria Lindsay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lindsay, who also goes by Tori Lindsay, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2024. Victoria had worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2024 - December 3, 2024
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT
CRD#: 329079 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 67,350,000 |
Red Flags
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