CG
Carlton B. Greene
CETERA INVESTMENT ADVISERS LLC
LAS VEGAS, NV 89117
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CRD#: 7989984
CG
Professional summary
Carlton Barry Greene, who also goes by Carlton B Greene, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada and CETERA WEALTH SERVICES, LLC located in Las Vegas, Nevada.
Carlton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Carlton has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carlton B Greene
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RSG Financial, LLC; Administrative Assistant; RSG Financial specializes in financial services ranging from wealth management to services such as tax preparation.�; Yes; 20; 20; 09/19/2024; 340 E. Warm Springs Rd Las Vegas NV 89119; Here, I am currently in an unpaid intern-like role. Here to learn the business and get opportunities to watch from real experts in the financial field. Current duties are to watch and get exposure to wealth management role. I will be learning different products one can offer, and learning the software used to perform these financial actions.� 2) MSC Industrial Supply; Associate; MSC Industrial Supply is the leading North American distributor of metalworking and maintenance, repair and operations (MRO) products and services. They are a distributor for many companies around the world, linking supplier to customer.�; No; 160; 110; 12/27/2021; 515 Broadhollow road Melville NY 89011; I am responsible for ensuring the industrial companies I service have enough of their yearly budget to meet demand for inventory needed to keep production running. This is done through meeting with buyers, owners, and upper management and forming partnership agreements that allow my company the ability to manage customer inventory. I also partner with domestic vendors to collaborate and bring new products to local companies. Furthermore, I oversee roughly $3.5M in spending across 20 businesses yearly.� 3) The Cor Company LLC; Managing Member; An LLC I created in an effort to resell industrial machines and equipment.�; No; 1; 0; 02/18/2024; 121 country river ave Henderson NV 89011; Small company I created to purchase and resell industrial machinery and equipment. I was the sole employee of this company and never engaged in any financial services transactions. Company has bene inactive with no 2024 sales or purchases. Will be dissolving at end of year.
CRS (Client Relationship Summary) - RIA
Click below to view Carlton Barry Greene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7040 Laredo Street Suite B, Las Vegas, NV 89117RIA
CRD#: 105644
LAS VEGAS, NV
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 340 E. Warm Springs Rd #110, Las Vegas, NV 89119BD
CRD#: 13572
LAS VEGAS, NV
Past
August 26, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Las Vegas, NV
Past
December 10, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nevada(9/5/2025)
IAR
Nevada(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
