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MC

Maxim Caron

ZEN WEALTH ADVISORS
MARLBOROUGH, MA 01752
Some features on this profile are disabled
CRD#: 7984854
MC
Maxim CaronZEN WEALTH ADVISORS

Professional summary

Maxim Caron is a registered financial advisor currently at ZEN WEALTH ADVISORS, LLC located in Marlborough, Massachusetts.

Maxim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Maxim has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxim Caron's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

ZEN WEALTH ADVISORS, LLC

Office #1: 11 Apex Drive Suite 300a, Marlborough, MA 01752
RIA
CRD#: 325679
MARLBOROUGH, MA
Past

January 16, 2025 - March 24, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/28/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/31/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/16/2024
Securities Industry Essentials Examination

Current Firm

ZW
ZEN WEALTH ADVISORS, LLC
ZEN WEALTH ADVISORS, LLC

CRD#: 325679 / SEC#:

Massachusetts
Registered Investment Advisory firm - (5/8/2023 Approved)
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Contact information

Main Address
11 Apex Drive Suite 300a, Marlborough, MA 01752
Mailing Address
Phone number
(508) 719-0288
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts205
AUM (Assets Under Management)$ 40,175,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZEN WEALTH ADVISORS, LLC

CRD#: 325679Marlborough, MA 01752

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