AF
Aaron J. Fickle
CETERA INVESTMENT ADVISERS
CLINTON, MO 64735
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CRD#: 7984092
AF
Aaron Jonathan FickleCETERA INVESTMENT ADVISERS
Professional summary
Aaron Jonathan Fickle is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clinton, Missouri and CETERA WEALTH SERVICES, LLC located in Clinton, Missouri.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Aaron has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AJFICKLE PROPERTIES LLC POSITION: Owner NATURE: This was a residential rental property business. This rental business owned one townhouse. However, this business no longer has any rental properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2018 ADDRESS: 100 S Connie Drive, Clinton MO 64735, United States DESCRIPTION: I am the owner of this business. This business no longer has any rental properties. Some of my responsibilities included: Handle various actions with one to three tenants. Upkeep of property maintenance by calling a professional or fixing the issue myself. Manage $150,000 worth of assets under the business. 2) COOK & COMPANY CPAS + WEALTH MANAGEMENT, LLC (CPA) POSITION: Small Business Specialist NATURE: We are a small firm in the Midwest, and we offer advisory services. These services include Tax Preparation, Planning and Advocacy, and Business Planning and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/16/2024 ADDRESS: 1112 E Ohio, Clinton MO 64735, United States DESCRIPTION: I perform work as a small business specialist, accountant, and tax professional. My role includes preparing tax returns, compiling financial statements, and tax research. 3) COOK & COMPANY CPAS + WEALTH MANAGEMENT, LLC (WEALTH MANAGEMENT) POSITION: Wealth Management Assistant NATURE: We are a small firm in the Midwest, and we offer advisory services. These services include Financial Planning and Wealth Management and Investment Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 09/16/2024 ADDRESS: 1112 E Ohio, Clinton MO 64735, United States DESCRIPTION: I perform work as a wealth management assistant. I gather, create and update financial models to sit in on meetings to develop custom client solutions, document meetings, and communicate with clients. 4) NAME OF OTHER BUSINESS: TRUMAN LAKE COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 463, CLINTON, MO 64735; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: STRATEGIC LEADERSHIP, COMMUNITY ENGAGEMENT, COMMITTEE PARTICIPATION, GRANT EVALUATION, AND APPROVE RECOMMENDED ACTIONS FROM THE REGULAR BOARD;
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Jonathan Fickle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1112 East Ohio, Clinton, MO 64735RIA
CRD#: 105644
CLINTON, MO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1112 East Ohio, Clinton, MO 64735BD
CRD#: 13572
Clinton, MO
Past
February 3, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Clinton, MO
Past
December 23, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Clinton, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
Florida(1/2/2026)
RR
Kansas(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Missouri(9/5/2025)
RR
South Carolina(1/2/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
