RB
Richard A. Butterworth
VENTUM FINANCIAL (US)
Vancouver, V6B 0S6
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CRD#: 7983858
RB
Professional summary
Richard Anthony Butterworth is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .
Richard is registered as a RR (Registered Representative) and started their career in finance in 2024. Richard has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Butterworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2024 - Present
VENTUM FINANCIAL (US) CORP.
Office #1: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6BD
CRD#: 127404
Vancouver,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.
CRD#: 127404 / SEC#: , 8-65995
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (21 States and Territories)
Documents
Red Flags
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