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Anthony D. Pantoja

OCEAN FINANCIAL SERVICES
MIAMI, FL 33131
CRD#: 7983760
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AP
Anthony De Jesus PantojaOCEAN FINANCIAL SERVICES

Professional summary

Anthony De Jesus Pantoja is a registered financial professional currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2025. Anthony has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony De Jesus Pantoja's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2025 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 1000 Brickell Avenue, Miami, FL 33131
BD
CRD#: 164289
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(4/8/2026)
RR
Florida
(4/5/2025)
RR
Texas
(4/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OF
OCEAN FINANCIAL SERVICES, LLC
OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: , 8-69092

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Mailing Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Phone number
(305) 461-6940
Established
Florida since 01/19/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OFS HOLDING, LLCMEMBER
CAMPBELL, ROBERT NMNCHIEF FINANCIAL OFFICER1349154
DEL CANAL, MANUEL MMANAGER; CHIEF EXECUTIVE OFFICER4624208
LEYVA, GUSTAVO MARTINAML CHIEF COMPLIANCE OFFICER4426994
LEYVA, GUSTAVO MARTINCHIEF COMPLIANCE OFFICER4426994

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289Miami, FL 33131

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