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Dominick Pandolfo

PROMETHEUS FINANCIAL
TAMPA, FL
·CRD# 7981668·2 years experience

Professional Summary

Dominick Pandolfo is a registered financial advisor currently at PROMETHEUS FINANCIAL, LLC located in Tampa, Florida. Dominick is registered as a RR (Registered Representative) and started their career in finance in 2024. Dominick has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Current

PROMETHEUS FINANCIAL, LLCCurrent·CRD# 313712
BD
3015 S. Ysabella Ave. 1101, Tampa, FL 33629
October 5, 2026 - Present

Past

UMERGENCE LLCPast·CRD# 284368
BD
Plantsville, CT
November 4, 2024 - September 29, 2026

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Current Firm

PF
PROMETHEUS FINANCIAL, LLC

PROMETHEUS FINANCIAL, LLC

CRD#: 313712 / SEC#: 8-70691
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3015 S. Ysabella Ave. 1101, Tampa, FL 33629

Mailing Address

3015 S. Ysabella Ave. 1101, Tampa, FL 33629

Phone Number

(415) 272-3317

Established

Delaware since 03/24/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PROMETHEUS ALTERNATIVE INVESTMENTS, INC.OWNER—
JORAJURIA, MARIEANNECCO/PRESIDENT/FINOP/PFO4040713
WANG, MICHAEL YEXECUTIVE OFFICER/PO5009004

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/5/2026)
RR
Florida
(10/5/2026)
RR
New York
(10/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dominick Pandolfo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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