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DB

David Brodie

BRODIE WEALTH MANAGEMENT
CARY, NC 27518
Some features on this profile are disabled
CRD#: 7979565
DB

Professional summary

David Brodie is a registered financial advisor currently at BRODIE WEALTH MANAGEMENT located in Cary, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brodie CPA PLLC CPA Firm 2500 Regency Parkway Cary NC 27518 Principal 20hrs/week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brodie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2025 - Present

BRODIE WEALTH MANAGEMENT

Office #1: 2500 Regency Parkway, Cary, NC 27518
RIA
CRD#: 337256
CARY, NC
Past

May 16, 2025 - June 18, 2025

OSAIC ADVISORY SERVICES, LLC

RIA
CRD#: 171070
Greensboro, NC
Past

February 7, 2025 - July 23, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
Greensboro, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(8/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/7/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/23/2024
Securities Industry Essentials Examination

Current Firm

BW
BRODIE WEALTH MANAGEMENT
BRODIE WEALTH MANAGEMENT | BRODIE WEALTH MANAGEMENT LLC

CRD#: 337256 / SEC#:

North Carolina
Registered Investment Advisory firm - (8/13/2025 Approved)
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Contact information

Main Address
2500 Regency Parkway, Cary, NC 27518
Mailing Address
Phone number
(919) 749-3908
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRODIE WEALTH MANAGEMENT

CRD#: 337256Cary, NC 27518

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