MP
Michael J. Paulus
PCM ENCORE
ASPEN, CO 81611
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CRD#: 7979333
MP
Professional summary
Michael James Paulus, who also goes by Mike Paulus, is a registered financial advisor currently at PCM ENCORE, LLC located in Aspen, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Paulus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Paulus Family Irrevocable Trust - Investment Related - At Reported Business Location - Trust - Co-Trustee - 10/01/2019 - 2 hours/month, 0 during securities trading hours; Trustee for children trust, investing the portfolio. 2) PCM Growth - Investment Related - At Reported Business Location - Private Investment Company - Partner - 10/01/2019 - 15 hours/month, 10 during securities trading hours; Help make investment decisions and help the portfolio companies grow. 3) Ontra - non-investment related - At Reported Business location - software and legal services provider to private equity groups - Board Member - 07/12/2021 - 2 hours/month, 1 during securities trading hours; member of the board of directors
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Paulus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2024 - Present
PCM ENCORE, LLC
Office #1: 520 E Cooper Ave. Ste. 7c, Aspen, CO 81611RIA
CRD#: 333127
ASPEN, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PE
PCM ENCORE, LLC
ENCORE | PCM ENCORE, LLC | ENCORE INVESTMENT
CRD#: 333127 / SEC#: 801-131243
RIA
Registered Investment Advisory firm - (10/3/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/7/2024)
Current Firm
PE
PCM ENCORE, LLC
ENCORE | PCM ENCORE, LLC | ENCORE INVESTMENT
CRD#: 333127 / SEC#: 801-131243
RIA
Registered Investment Advisory firm - (10/3/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 E Cooper Ave. Ste. 7c, Aspen, CO 81611
Mailing Address
Phone number
(425) 214-1755
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 1,235,192,427 |
Red Flags
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Company Information
PCM ENCORE, LLC
CRD#: 333127Aspen, CO 81611TRUST BUT VERIFY
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