DH
Dalton Horton
KESTRA ADVISORY SERVICES
Center, TX 75935
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CRD#: 7977573
DH
Professional summary
Dalton Horton, who also goes by Dalton Klien Horton, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Center, Texas and KESTRA INVESTMENT SERVICES, LLC located in Center, Texas.
Dalton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Dalton has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dalton Klien Horton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: WAYNE CHRISTIAN FINANCIAL SERVICES LLC POSITION: Reregistered Business Development Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2025 ADDRESS: 204 Houston ST, Center TX 75935, United States DESCRIPTION: I will be in charge of client acquisition. Bus Name: WAYNE CHRISTIAN FINANCIAL SERVICES LLC POSITION: Business Development Associate NATURE: Registered Field Assistant INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2025 ADDRESS: 204 Houston ST, Center TX 75935, United States DESCRIPTION: I will be in charge of client acquisition. Bus Name: CHRISTIAN AND DAUGHTERS FINANCIAL GROUP LLC POSITION: Reregistered Business Development Associate NATURE: I will be in charge of client acquisition. INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2025 ADDRESS: 204 Houston ST, Center TX 75935, United States DESCRIPTION: I will be in charge of client acquisition.
CRS (Client Relationship Summary) - RIA
Click below to view Dalton Horton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 204 Houston Street, Center, TX 75935RIA
CRD#: 283330
Center, TX
Current
April 3, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 204 Houston Street, Center, TX 75935BD
CRD#: 42046
Center, TX
Past
December 18, 2024 - March 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Past
November 15, 2024 - March 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/3/2025)
RR
Arkansas(4/3/2025)
RR
Colorado(4/3/2025)
RR
Delaware(4/3/2025)
RR
Florida(4/3/2025)
RR
Georgia(4/3/2025)
RR
Idaho(4/3/2025)
RR
Louisiana(4/3/2025)
RR
Maryland(4/3/2025)
RR
Michigan(4/3/2025)
RR
North Carolina(4/7/2025)
RR
Ohio(4/3/2025)
RR
Oklahoma(4/3/2025)
RR
South Carolina(4/3/2025)
RR
Texas(4/3/2025)
IAR
Texas(4/3/2025)
RR
Washington(4/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
