Brett A. Kleven
Professional summary
Brett Andrew Kleven is a registered financial professional currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2024. Brett has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Andrew Kleven's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2024 - Present
PRIME CAPITAL MARKETS, LLC
Office #1: 425 S. Financial Place Ste 3160, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 99TO
Date: 9/27/2024
Operations Professional ExaminationFINRA
Current Firm
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
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