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FIRM PROFILE
Overview
PRIME CAPITAL MARKETS, LLC is located at 425 S. Financial Place Ste 3160, Chicago, IL 60605 and was first established at Chicago, Illinois in 06/26/2020. After operating for 5 years, PRIME CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRIME CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PRIME CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRIME CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRIME CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRIME CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PRIME CAPITAL MARKETS, LLC Comes From
Understanding the Statistics for PRIME CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
425 S. Financial Place Ste 3160, Chicago, IL 60605
425 S. Financial Place Ste 3160, Chicago, IL 60605
Small
(312) 986-7412
Illinois since 06/26/2020
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | ||
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 | |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 | |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 | |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
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Advisor's working at PRIME CAPITAL MARKETS, LLC
Jennifer L Meyer
David Eugene Oulvey
Thomas Francis Chlada
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