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DH

Daniel Harper

PRUDENTIAL ANNUITIES DISTRIBUTORS
Hartford, CT 06103
CRD#: 7976108
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DH
Daniel HarperPRUDENTIAL ANNUITIES DISTRIBUTORS

Professional summary

Daniel Harper is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Hartford, Connecticut.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2024. Daniel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Harper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2026 - Present

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Office #1: 280 Trumbull Street, Hartford, CT 06103
BD
CRD#: 21570
Hartford, CT
Past

May 16, 2025 - March 30, 2026

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
Enfield, CT
Past

May 16, 2025 - March 30, 2026

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
Enfield, CT
Past

December 9, 2024 - April 8, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Vernon, CT
Past

November 14, 2024 - April 8, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Vernon, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/6/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/14/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570 / SEC#: , 8-39058

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Corporate Drive, Shelton, CT 06484
Mailing Address
One Corporate Drive, Shelton, CT 06484
Phone number
(800) 628-6039
Established
Delaware since 09/08/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICASHAREHOLDER COMMON
CARROLL, TRACEY MARIACHIEF OPERATING OFFICER5841463
CARROLL, TRACEY MARIAPRESIDENT5841463
HAGGERTY, SCOTT PETERCHIEF EXECUTIVE OFFICER2619329
MCGRATH, SHANE THOMASCHIEF COMPLIANCE OFFICER4458909
SMIT, ROBERT PHILIPFINOP, CFO2332366
THOMSEN, JORDAN KCHIEF LEGAL OFFICER AND SECRETARY2821664

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570Hartford, CT 06103

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